-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ty7jFm2vU85iz5b3ywJ8QUqGZvvhsTFPqKK7Etr4Ov3KS+CuRoiw4dpuZcb8Iswp YSSCfxh2cOQbih0HCp1oXw== 0001193125-09-035044.txt : 20090223 0001193125-09-035044.hdr.sgml : 20090223 20090223154720 ACCESSION NUMBER: 0001193125-09-035044 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090223 DATE AS OF CHANGE: 20090223 GROUP MEMBERS: JOSHUA RUBENSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VONAGE HOLDINGS CORP CENTRAL INDEX KEY: 0001272830 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 113547680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82032 FILM NUMBER: 09628043 BUSINESS ADDRESS: STREET 1: 23 MAIN STREET CITY: HOLMDEL STATE: NJ ZIP: 07733 BUSINESS PHONE: 732-528-2600 MAIL ADDRESS: STREET 1: 23 MAIN STREET CITY: HOLMDEL STATE: NJ ZIP: 07733 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Citron Jeffrey A CENTRAL INDEX KEY: 0001361433 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (732) 528-2600 MAIL ADDRESS: STREET 1: VONAGE HOLDING CORP. STREET 2: 23 MAIN STREET CITY: HOLMDEL STATE: NJ ZIP: 07733 FORMER COMPANY: FORMER CONFORMED NAME: Citron Jeffery A. DATE OF NAME CHANGE: 20060502 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

 

 

VONAGE HOLDINGS CORP.

(Name of Issuer)

 

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

 

92886T201

(CUSIP Number)

 

 

December 31, 2008

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 92886T201

 

  1.  

NAMES OF REPORTING PERSONS

 

             Jeffrey A. Citron

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

   
  3.  

SEC USE ONLY

 

   
  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States of America

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5.    SOLE VOTING POWER

 

                 60,977,419 shares

 

  6.    SHARED VOTING POWER

 

                 1,000,000 shares

 

  7.    SOLE DISPOSITIVE POWER

 

                 60,977,419 shares

 

  8.    SHARED DISPOSITIVE POWER

 

                1,000,000 shares

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            61,977,419 shares

   
10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

 

¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            36.5% (1)

   
12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

             IN

   

 

(1) Based on 156,647,015 shares of Common Stock outstanding as of December 31, 2008.

 

Page 2 of 7 pages


CUSIP No. 92886T201

 

  1.  

NAMES OF REPORTING PERSONS

 

             Joshua Rubenstein, as trustee of the Jeffrey Adam Citron 2003

            Qualified Seven Year Annuity Trust

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

   
  3.  

SEC USE ONLY

 

   
  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States of America

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5.    SOLE VOTING POWER

 

                 8,629,239 shares

 

  6.    SHARED VOTING POWER

 

                None

 

  7.    SOLE DISPOSITIVE POWER

 

                8,629,239 shares

 

  8.    SHARED DISPOSITIVE POWER

 

                None

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

             8,629,239 shares

   
10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

 

¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

             5.5% (1)

   
12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

             IN

   

 

(1) Based on 156,647,015 shares of Common Stock outstanding as of December 31, 2008.

 

Page 3 of 7 pages


Item 1  

(a).

   Name of Issuer:      
     Vonage Holdings Corp.      
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices:      
    

23 Main Street

Holmdel, New Jersey 07733

     
Item 2  

(a).

   Name of Person Filing:      
     This statement is filed jointly on behalf of the following persons, in accordance with Rule 13d-1(k)(1)      
     under the Act:      
    

Jeffrey A. Citron

Joshua Rubenstein, as trustee of the Jeffrey Adam Citron 2003 Qualified Seven Year Annuity Trust

     
Item 2  

(b).

   Address of Principal Business Office or, if none, Residence:      
    

Mr. Citron:

 

c/o Vonage Holdings Corp.

23 Main Street

Holmdel, New Jersey 07733

 

Mr. Rubenstein:

 

c/o Katten Muchin Rosenman LLP

575 Madison Avenue

NY, NY 10022

     
Item 2  

(c).

   Citizenship:      
    

Mr. Citron: United States of America

Mr. Rubenstein: United States of America

     
Item 2  

(d).

   Title of Class of Securities:      
     Common Stock, par value $0.001 per share      
Item 2  

(e).

   CUSIP Number:      
     92886T201      
Item 3.   If this statement is filed pursuant to Rule 13d-1(b) or 13(d)-2(b) or (c), check whether the person filing is a:   
  Not applicable.      

 

Page 4 of 7 pages


Item 4.    Ownership.       
               Mr. Citron   Mr. Rubenstein         
   (a)    Amount beneficially owned    61,977,419 shares   8,629,239 shares     
   (b)    Percent of class    36.5%   5.5%     
   (c)    Number of shares as to which the person has:          
      (i)    Sole power to vote or to direct the vote    60,977,419 shares (1)   8,629,239 shares (3)     
      (ii)    Shared power to vote or to direct the vote    1,000,000 shares (2)   None     
      (iii)    Sole power to dispose or to direct the disposition of    60,977,419 shares (1)   8,629,239 shares (3)     
      (iv)    Shared power to dispose or to direct the disposition of    1,000,000 shares (2)   None     
   (1)    Includes the following:     
     

•   5,939,614 shares subject to stock options that were exercisable at or within 60 days of December 31, 2008;

    
     

•   514,286 shares issuable upon exercise of warrants;

    
     

•   8,629,239 shares held by the Jeffrey Adam Citron 2003 Qualified Seven Year Annuity Trust;

    
     

•   4,138,399 shares held by the Kyra Elyse Citron 1999 Descendants Annuity Trust;

    
     

•   4,138,399 shares held by the Noah Aidan Citron 1999 Descendants Annuity Trust;

    
     

•   3,448,276 shares issuable upon conversion of convertible notes held by Kyra Elyse Citron 1999 Descendants Annuity Trust; and

    
     

•   3,448,276 shares issuable upon conversion of convertible notes held by Noah Aidan Citron 1999 Descendants Annuity Trust.

    
      Mr. Citron has the right to acquire the shares held by each of the three trusts listed above by swapping other assets in exchange for the shares held by the applicable trust.     
   (2)    Consists of shares held by a charitable organization for which Mr. Citron serves as a director.     
   (3)    Consists of shares held by the Jeffrey Adam Citron 2003 Qualified Seven Year Annuity Trust for which Mr. Rubenstein serves as trustee.     
Item 5.    Ownership of Five Percent or Less of a Class.     
   Not applicable.     
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.       
   Not applicable.       
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   Not applicable.
Item 8.    Identification and Classification of Members of the Group.       
   Not applicable.       
Item 9.    Notice of Dissolution of Group.       
   Not applicable.       
Item 10.    Certifications.       
   Not applicable.       

 

Page 5 of 7 pages


SIGNATURE

After reasonable inquiry and to the best my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 23, 2009

/s/ Jeffrey A. Citron

Jeffrey A. Citron

/s/ Joshua Rubenstein

Joshua Rubenstein, as trustee of the Jeffrey Adam Citron 2003 Qualified Seven Year Annuity Trust

 

Page 6 of 7 pages


EXHIBIT A

AGREEMENT REGARDING JOINT FILING

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the undersigned hereby agree to file jointly on behalf of each of them the statement on Schedule 13G/A to which this Agreement is attached, and any amendments thereto, pursuant to Regulation 13D-G under the Exchange Act.

It is understood and agreed that each of the parties hereto is responsible for the timely filing of the statement on Schedule 13G to which this Agreement is attached, and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided that such party is not responsible for the completeness or accuracy of information concerning the other party unless such party knows or has reason to believe that such information is inaccurate.

 

February 23, 2009

/s/ Jeffrey A. Citron

Jeffrey A. Citron

/s/ Joshua Rubenstein

Joshua Rubenstein, as trustee of the Jeffrey Adam Citron 2003 Qualified Seven Year Annuity Trust
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